Pricing Options

Prices generally range from per month for small Broker dealers.*

Option 1

$500 to $700

Monthly Net Capital Computation
SIPC 6 and 7 Preparation and Filing
Monthly/Quarterly Focus Reports, Supplemental Statement of Income, and Custody Reports
Bank Reconciliation
FINRA Audits
Expense Sharing Agreement Review Implementation
Annual Independent Financial Statement Preparation
Daily Bookkeeping^**

Select Option 1

Option 2

$700 to $900

Monthly Net Capital Computation
SIPC 6 and 7 Preparation and Filing
Monthly/Quarterly Focus Reports, Supplemental Statement of Income, and Custody Reports
Bank Reconciliation
Expense Sharing Agreement Review Implementation
FINRA Audits
Annual Independent Financial Statement Preparation
Daily Bookkeeping^**

Select Option 2

Best Value

Option 3

$1,000 to $3,500

Monthly Net Capital Computation
SIPC 6 and 7 Preparation and Filing
Monthly/Quarterly Focus Reports, Supplemental Statement of Income, and Custody Reports
Bank Reconciliation
Expense Sharing Agreement Review Implementation
FINRA Audits
Annual Independent Financial Statement Preparation
Daily Bookkeeping^**

Select Option 3